Simplified B/ D Change

This plan is for RRs that do not require a change of their physical location or for those who will be handling the relocation themselves. 

If you control, or wish to control, the lease at your location and wish simply to affiliate with our firm, we will assist you with the complete transition process;

  • Re-Registration.
  • Client Notification.
  • Re-Papering Client Accounts.
  • Signage, etc.

Through our Broker/ Dealer's transition allowance program, we can cover many, if not all, of the costs to complete this work. 

Contact Us